Form DEF 14A is most commonly used with an annual meeting proxy and filed in advance of a company’s annual meeting. The statement must be filed with the Securities and Exchange Commission (SEC) by or on behalf of the firm soliciting shareholder votes.
Does a company need a Form DEF 14A?
Only publicly-traded companies registered with the SEC under the Securities Exchange Act of 1934 are required to file Form DEF 14A. Can I Submit a Shareholder Proposal? Yes. Eligible shareholders may submit proposals for inclusion in the company’s proxy statement. However, certain SEC rules and company bylaws must be followed.
What is SEC Form DEF 14A?
SEC Form DEF 14A, which is also known as a "definitive proxy statement," is required under Section 14 (a) of the Securities Exchange Act of 1934. This form is filed with the SEC when a definitive proxy statement is given to shareholders and helps the SEC ensure that shareholders' rights are upheld.
